-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WEE3v2t4LOsGVCzX76qrcjl7umkW1W3C9pwq+qiiDS6xghMySDJbyJnJW2vOyxtC uusxZzDziNMFZXQQIZpRTw== 0001193125-07-032084.txt : 20070214 0001193125-07-032084.hdr.sgml : 20070214 20070214173403 ACCESSION NUMBER: 0001193125-07-032084 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PERRY JIM W CENTRAL INDEX KEY: 0001055815 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 9197820095 MAIL ADDRESS: STREET 1: C/O WASTE INDUSTRIES INC STREET 2: 3949 BROWNING PLACE CITY: RALEIGH STATE: NC ZIP: 27609 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WASTE INDUSTRIES USA INC CENTRAL INDEX KEY: 0001125845 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 560954929 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78051 FILM NUMBER: 07623426 BUSINESS ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 9193254000 MAIL ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 FORMER COMPANY: FORMER CONFORMED NAME: WASTE HOLDINGS INC DATE OF NAME CHANGE: 20001004 SC 13G/A 1 dsc13ga.htm JIM W. PERRY Jim W. Perry

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 9)*

 

 

 

 

WASTE INDUSTRIES USA, INC.

(Name of Issuer)

 

 

COMMON STOCK

(Title of Class of Securities)

 

 

941057 10 1

(CUSIP Number)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP NUMBER 941057 10 1

Page 2 of 6

 

  1.  

Name of Reporting Person

I.R.S. Identification No. of Above Person (entities only)

 

Jim W. Perry

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

Not Applicable

(a)  ¨

(b)  ¨

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

United States

    

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  

  5.    Sole Voting Power

 

       1,247,091

 

  6.    Shared Voting Power

 

       111,000

 

  7.    Sole Dispositive Power

 

       1,247,091

 

  8.    Shared Dispositive Power

 

       111,000

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,358,091

    
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 

Not Applicable

    
11.  

Percent of Class Represented by Amount in Row (9)

 

9.72%

    
12.  

Type of Reporting Person (See Instructions)

 

IN

    

CUSIP NUMBER 941057 10 1

Page 3 of 6

 

Item 1(a)    Name of Issuer
   Waste Industries USA, Inc.
Item 1(b)    Address of Issuer’s Principal Executive Offices
   3301 Benson Drive, Suite 601, Raleigh, NC 27609
Item 2(a)    Name of Person Filing
   Jim W. Perry
Item 2(b)    Address of Principal Business Office, or, if None, Residence
   3301 Benson Drive, Suite 601, Raleigh, NC 27609
Item 2(c)    Citizenship
   United States
Item 2(d)    Title of Class of Securities
   Common Stock
Item 2(e)    CUSIP Number
   941057 10 1
Item 3.    Filing Pursuant to Rules 13d-1(b) or 13d-2(b)
   Not Applicable
Item 4.    Ownership
  

(a)    Amount Beneficially Owned:

  

On December 31, 2006, Mr. Perry beneficially owned an aggregate of 1,358,091 shares of the Issuer’s common stock which includes (i) 1,241,694 shares of the Issuer’s outstanding common stock owned directly, (ii) 111,000 shares of the Issuer’s outstanding common stock owned jointly with spouse, and (iii) options to purchase 5,397 shares of the Issuer’s common stock that were exercisable within sixty (60) days of December 31, 2006.

  

(b)    Percent of Class:

  

9.72%

  

(c)    See Rows (5)-(8) on Page 2.

CUSIP NUMBER 941057 10 1

Page 4 of 6

 

Item 5.    Ownership of Five Percent or Less of a Class
   Not Applicable
Item 6.    Ownership of More than Five Percent on Behalf of Another Person
   Not Applicable
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   Not Applicable
Item 8.    Identification and Classification of Members of the Group
   Not Applicable
Item 9.    Notice of Dissolution of Group
   Not Applicable
Item 10.    Certification
   Not Applicable

CUSIP NUMBER 941057 10 1

Page 5 of 6

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 14, 2007

 

February 14, 2007
Date
/s/ Jim W. Perry
Jim W. Perry
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